Potomac Forum The Forum of Choice for Government & Industry Training Since 1982

The Forum of Choice for Government & Industry Training Since 1982

NEW DATE: Fraud Risk Management in Government Training Workshop II

Managing Risks to Fraud, Waste, and Abuse and Complying with the Fraud Reduction and Data Analytics Act

Wednesday, July 11, 2018

On-site registration will be available at the Willard. Online registration is now closed.

Keynote Speaker:

 

 

Seto Bagdoyan

Director for Audit Services

Forensic Audits and Investigative Services

GAO

 

 

Guest Speakers:

 

Adam Goldberg

Director and Executive Architect

Office of Financial Innovation and Transformation

Bureau of the Fiscal Service

Department of the Treasury

 

Stephen M. Lord

Assistant Inspector General for Audits

Amtrak OIG

 

Kurtis Minder

CEO

GroupSense

 

Peter Tyler

Senior Policy Analyst

POGO: Project on Government Oversight

 

Peter Hargis

Intelligence Analyst

Cyber Criminal Intelligence Program

FBI

 

Kurt Vicha

Fraud Detection National Security Directorate (FDNS) Division Chief

U.S. Citizen and Immigration Services

DHS

 

Wednesday, July 11, 2018

Meeting Location: 
Willard InterContinental Hotel

Willard Intercontinental Hotel
1401 Pennsylvania Avenue N.W.
Washington 20004
United States

Metro Center (Red, Orange, Blue Lines). Use the exit marked “12th & F Sts” to exit onto F St., then continue straight two blocks and cross 14th St.

Overview: 

Fraud in government programs is a significant financial and reputational concern. According to the Association of Certified Fraud Examiners (ACFE), the typical organization loses 5 percent of its revenue to fraud each year. Even when detected, 40 to 50 percent of the organizations that fall prey don’t recover their losses. According to ACFE, government and public administration are among the industries most likely to be victims of fraud.

 

While completely eliminating fraud is infeasible, a risk-based approach can help agencies both prevent fraud and detect it earlier. In June 2015, the Government Accountability Office (GAO) released guidance for government agencies to develop risk-based, proactive anti-fraud programs. The Framework for Managing Fraud Risks in Federal Programs describes practices agencies can take to develop an anti-fraud culture, conduct fraud risk assessments and map those assessments to their existing controls to identify and mitigate gaps.  

 

On June 30, 2016, the president signed into law The Fraud Reduction and Data Analytics Act (FRDAA). Both the FRDAA and OMB Circular A-123 require agencies to adhere to the practices outlined in GAO's Framework for Managing Fraud Risks in Federal Programs. The FRDAA requires agencies to report on their progress as part of their AFR beginning in FY 2017 and every year for the next three years.

This workshop is designed for executives, managers and staff in the offices which perform many of the core programmatic and operational components of an organization to better understand GAO’s Fraud Risk Management guide and the fraud risk management requirements contained in the FRDAA.  

Participants will also gain an understanding of the types of fraud agencies in the federal government encounter, key aspects of Treasury’s forthcoming government-wide integrity playbook, how data analytics can be practically and cost-effectively applied to detect and prevent fraud, and ways to continue implementing the new requirements. 

 

What You Will Learn: 

  • The requirements of the Fraud Reduction and Data Analytics Act of 2015
  • The key elements of GAO’s Fraud Risk Management Framework 
  • The financial reporting requirements for Fiscal Year (FY) 2018 
  • How to leverage data analytics capabilities to detect and prevent fraud
  • How to protect your organization from fraud schemes 
  • How to leverage cyber intelligence to identify and mitigate online fraud threats
  • Key aspects of the government-wide integrity playbook

 

Why You Should Attend: 

  • To learn about what the new Fraud Reduction and Data Analytics Act requires
  • What OMB A-123 requires with regard to fraud
  • How to implement GAO's Fraud Risk Management Framework
  • How to incorporate data analytics into a successful fraud risk management program
Who Should Attend: 

  • Financial and non-financial management professionals responsible for fraud management, implementing the Fraud Prevention Act, risk management/internal controls
  • Fraud management, risk management, and internal controls program managers and team members
  • Program management professionals with responsibilities in managing fraud reduction
  • Auditors
  • Risk management and internal controls steering committee members
  • Inspectors General and staff
  • Chief Financial Officers and staff
  • Chief Procurement and Acquisition Officers and staff
  • Risk management staff
  • Chief Human Capital Officers, HR managers, and staff
  • Managers, directors, and senior officials who have fiduciary/financial and/or risk management responsibilities
  • Program managers and others who are or will be responsible for or involved in creating, overseeing, and implementing fraud risk activities, including those responsible for implementing OMB A-123 requirements, and those responsible for risk management within their agencies.
Agenda: 

7:30 am

 

Registration and Continental Breakfast

8:30 am

Welcome and Introduction

Art Chantker, President, Potomac Forum, Ltd

8:45 am

Workshop Overview, Objectives and Training Expectations

Wendy Morton-Huddleston, Principal, CGFM, PMP, Grant Thornton

9:00 am

Keynote Speaker

Seto Bagdoyan, Director, Forensic Audits and Investigations, GAO

9:30 am

Key Elements of GAO’s Fraud Risk Management Guide and Requirements under the Fraud Reduction and Data Analytics Act

 

-          Provide an overview of GAO’s framework and requirements in the new Fraud Reduction and Data Analytics Act

-          GAO Green Book Principle #8 “Management should identify, analyze, and respond to risks related to achieving the defined objectives”

-          What is required for fiscal year 2018 financial reporting requirements?

 

Speaker: Linda Miller, Director, Grant Thornton LLP, former GAO Assistant Director and author of the GAO Fraud Framework

 

10:30 am

Refreshment Break

10:45 am

Fraud Schemes, Indicators, and Red Flags, and How to Protect Your Organization from Them

 

-          Government fraud risks can vary greatly from those in the private sector. We will discuss the many types of fraud that affect government organizations including public corruption, contract fraud, performance schemes, beneficiary frauds and false claims, among others and what government agencies can do.

-          Discuss indicators, and red flags and what government agencies can do to protect themselves through the implementation of anti-fraud controls.

 

Moderator:  Bobbi-Jo Pankaj, Director, Grant Thornton LLP

 

Panel Members:

- Kurt Vicha, Fraud Detection National Security Directorate (FDNS) Division Chief, U.S. Citizen and Immigration Services, DHS
-Steven Solomon, Forensic Accountant, Grant Thornton LLP

 

11:50 am

Introducing AGA's Fraud Risk Toolkit

Wendy Morton-Huddleston, Principal, CGFM, PMP, Grant Thornton

12:00 pm

Hosted Working Luncheon

1:00 pm

Leveraging Cyber Intelligence to Take the Fight Against Fraud to the Next Level

-          Discuss the emergence and use of cyber intelligence in the fight against fraud

-          Discuss how to implement intelligence-driven fraud prevention tactics

 

Moderator:  Taylor Larimore, Manager, Grant Thornton LLP

 

Panel Members:

- Kurtis Minder, CEO, GroupSense

- Peter Hargis, Intelligence Analyst, Cyber Criminal Intelligence Program, FBI

 

2:00 pm

Government-Wide Integrity Playbook: A Roadmap to Effective Analytics-Led Program Integrity Efforts

 

-          Provide an overview of the Government-wide Integrity Playbook

-          Discuss best practices outlined in the Playbook and how they can be implemented across various government agencies

 

Moderator:  Linda Miller

 

Panel Members:

- Adam Goldberg, Director and Executive Architect, Office of Financial Innovation and Transformation, Department of the Treasury

- Peter Tyler, Senior Policy Analyst, POGO

 

3:00 pm

Refreshment Break

3:15  pm

Using Data Analytics to Detect and Prevent Fraud

-          Discuss practical examples of how data analytics can be used to fight fraud

-          Discuss how to evolve data analytics as the organization matures their understanding of fraud and associated data

 

Moderator: Paul Seckar, Senior Manager, Applied Analytics lead, Grant Thornton

 

Panelists:

- Steve Lord, Assistant Inspector General – Audits, Amtrak OIG

- Ben Wilson, Manager, Grant Thornton

 

4:15 pm

Feedback on Class Expectations, Observations, Conclusions

-Were Objectives Met?

-Class Feedback

 

Wendy Morton-Huddleston, Principal, CGFM, PMP, Grant Thornton

4:30 pm

Workshop Adjourns

 
Registration Information: 

  Early Bird Registration Fee AFTER June 30th
Government Employees:
(Federal, State or Local Government Issued ID)
$695 
Special Reduced Rates in Support of Government Budget Reductions
$795
Team Rate for Government: Send a government team to learn together. Register three or more government employees from the same office at the same time and the third person and on register at 50% off the current government rate.

Registration Includes: Presentations, Workshop Notebook, Continental Breakfast, All Day Refreshments and Hosted Luncheon

Keynote Speaker: 

Seto Bagdoyan

Director for Audit Services

Forensic Audits and Investigative Services

GAO

 

Mr. Bagdoyan serves as the director for audit services in GAO’s Forensic Audits and Investigative Service (FAIS) mission team. In FAIS, he has led a broad body of work related to fraud, waste, and abuse and the integrity of internal controls in various program areas including health care (Healthcare.gov enrollment), tax-debtors with security clearances, Hurricane Sandy disaster assistance, and concurrent military disability benefits.

 

Previously, Mr. Bagdoyan was a legislative advisor in GAO’s Office of Congressional Relations where he covered the House Committee on Oversight and Government Reform and the Senate Committee on Homeland Security and Governmental Affairs. Mr. Bagdoyan began his GAO career in summer 1987 in the Los Angeles Regional Office before transferring to Washington, D.C. in summer 1994.

 

During his two tenures with GAO, Mr. Bagdoyan has also served as an assistant director in the Homeland Security and Justice team, where he led work on border and maritime security and critical infrastructure protection. Further, Mr. Bagdoyan has served on congressional details with the Senate Finance Committee and the House Homeland Security Committee where he led the planning and implementation of various oversight hearings and field investigations.

 

In addition to his GAO service, Mr. Bagdoyan has extensive experience in the private sector, having held senior positions in a number of consultancies focusing on risk management and homeland security. Mr. Bagdoyan has a B.A. degree in International Relations & Economics from Claremont McKenna College and an M.B.A. degree in Strategy from Pepperdine University’s School of Business and Management.

Guest Speakers: 

Peter Tyler

Senior Policy Analyst

POGO: Project on Government Oversight

 

Peter Tyler has nearly two decades of congressional experience in the US Senate and US House of Representatives. While a senior professional staffer on the Senate Homeland Security and Governmental Affairs Committee, Peter conducted oversight on a wide range of government agencies and programs, from the Pentagon to Social Security to Medicare and Medicaid. He has written multiple bills that became law, focusing on government reform, and reducing improper payments and fraud in federal spending. Peter also worked in congressional affairs and advocacy, most recently for the Office of the Inspector General of the US Department of Health and Human Services. He graduated from the University of California at Santa Cruz with a bachelor’s degree in Politics.

 

Kurtis Minder

CEO

GroupSense

Kurtis Minder is the founder and CEO of GroupSense, an Arlington, VA based cyber reconnaissance company.  Kurtis brings over 20 years of information security experience spanning operations, design, and business development.  Early in his career, Kurtis held senior technical positions in a number of Internet startups before joining Clifton Gunderson (now Clifton Larson Allen) as a security consultant running national and international security audits in the Government Services division.  At SBC he led network integration and security design for some of the largest clients in the Midwest.  He also played a pivotal role in the in the launch of Caymas Systems (acquired by Citrix) and Mirage Networks (acquired by TrustWave). Following the TrustWave acquisition, Kurtis took a key role at Fortinet to develop and manage the company’s strategic partnerships with global telecommunications companies.  Kurtis serves as an advisor to security start-ups and is a mentor for the Mach36 Security Incubator in Virginia.  Kurtis is a regular speaker at Northwestern University’s McCormick School of Engineering and has held high-level certifications from Microsoft, Cisco and ISC2 (CISSP.)

 

 

Adam Goldberg

Director and Executive Architect

Department of the Treasury, Office of Financial Innovation and Transformation

 

Adam Goldberg is the Executive Architect at the Office of Financial Innovation and Transformation (FIT) at the Treasury Department’s Bureau of the Fiscal Service. Within FIT, Adam supports financial management transformation initiatives that lead to government-wide efficiencies. He also serves as a Treasury Advisor to the Minister of Economy and Finance in the Republic of Guinea where he supports the Minister’s efforts to improve cash management. Adam joined Treasury after spending six years at the Office of Management and Budget (OMB) as the Chief of the Financial Analysis and Systems Branch where he was responsible for policy development and oversight to implement financial systems, reduce improper payments, and right-size real property. Prior to OMB, he held senior leadership positions at Unisys and Andersen supporting financial management and system improvement efforts at Federal agencies.

 

Adam began his career at the Defense Logistics Agency. Adam holds a BA in Political Science and History from the University of Rochester and an MPA from the Maxwell School of Citizenship and Public Affairs at Syracuse University.

Kurt G. Vicha

Acting Deputy Chief, Immigrant Investor Program Office (IPO)

Fraud Detection National Security Directorate (FDNS) Division Chief

U.S. Citizen and Immigration Services (USCIS)

DHS

Kurt G. Vicha is currently the Acting Deputy Chief of the Immigrant Investor Program Office (IPO). When not acting in this position, Mr. Vicha is the Chief for the Fraud Detection National Security Division within the IPO for Field Operations, U.S. Citizenship and Immigration Services. Prior to this he served as original Branch Chief in that office from its inception in 2014. In this capacity he is charged with overseeing all staff engaged in efforts to promote fraud prevention and address national security concerns in the Immigrant Investor Program. Kurt joined USCIS from the State Department where he headed the Analysis and Training Division for the Bureau of Consular Affairs, Office of Fraud Prevention Programs. Prior to working for the Office of Fraud Prevention Programs, Kurt served as the Fraud Prevention Manager as the U.S. Embassy in Manila, Philippines. A former Peace Corps volunteer, Kurt was born and raised in Chicago. He obtained his B.S. in Sociology from the University of Wyoming and an M.A. in Sociology from Bowling Green State University in Ohio. He resides in St. Charles, Maryland with his wife and daughter.

Stephen M. Lord

Assistant Inspector General for Audits

Amtrak OIG

 

Steve Lord is the Assistant Inspector General for Audits at Amtrak’s Office of Inspector General. He currently oversees a team of 45 audit professionals charged with examining the efficiency and effectiveness of Amtrak’s nationwide network of multi-billion-dollar passenger rail programs and activities.

 

Prior to joining Amtrak in 2016, he completed a 30-year career at the Government Accountability Office. He is the former head of GAO’s Forensic Auditing and Investigative Services team charged with conducting specialized fraud reviews of major federal programs. He contributed to the development of GAO’s 2015 fraud risk framework, and GAO’s 2013 guide on how to use data analytics for oversight and law enforcement purposes. He also testified before Congress over 30 times during his GAO career on a variety of homeland security and fraud-related issues.

Peter Hargis

Intelligence Analyst

Cyber Criminal Intelligence Program

FBI

 

Peter Hargis is an Intelligence Analyst with nine years of experience currently working with the Federal Bureau of Investigation. During his time with the Bureau, Peter has studied a wide range of threats including Mexican Drug Cartels, Securities and Commodities Fraud, and Business Email Compromise. Peter is currently a Dark Web subject matter expert with the FBI's Cyber Division. In this role, he recently contributed to the international takedown of AlphaBay, the largest Dark Web marketplace ever investigated by law enforcement. He also regularly educates officers from local, state, and foreign law enforcement organizations on Dark Web issues through the FBI's National Academy in Quantico.

Instructors: 

Bobbi-Jo Pankaj, CGFM, PMP

Director,

Global Public Sector

Grant Thornton LLP

 

Mrs. Pankaj is a Director in Grant Thornton Global Public Sector with over fifteen years’ experience in financial management and systems review and implementation in the public and private sector. She is a Certified Governmental Financial Manager (CGFM) and Project Management Professional (PMP). For the past eleven years she has focused on internal controls, risk management, process documentation, and training with an emphasis on OMB Circular A-123, Appendices A, B and C at organizations such as the Department of Transportation (DOT), United Stated Department of Agriculture (USDA), United States Patent and Trade Office (USPTO), National Aeronautics and Space Administration (NASA) and Department of Veterans Affairs (VA).  In addition to internal controls, Ms. Pankaj also has experience in COTS system implementations, requirements gathering, business process reengineering, process improvement strategy, and development of policies and procedures.

Linda Miller

Director

Grant Thornton

(Former Assistant Director, Forensic Audits and Investigative Services, GAO)
 

Linda Miller is a Director in Grant Thornton’s Public Sector practice. Prior to joining Grant Thornton, Ms. Miller spent 10 years as an Assistant Director with GAO’s Forensic Audits and Investigative Services team where she led work examining a variety of homeland security issues, such as transportation and border security, as well as fraud in programs across the federal government. Ms. Miller was the principle author of GAO’s recently issued Framework for Managing Fraud Risks in Federal Programs, which describes leading practices that agency managers can use to develop a strategic, risk-based approach to assessing and mitigating fraud in their programs. Ms. Miller holds a Master’s degree in Public Policy from The George Washington University and is a former Olympic athlete in the sport of rowing.

Paul Seckar

Senior Manager, Grant Thornton LLP

 

Paul Seckar is a Senior Manager leading Grant Thornton LLP’s Data and Decision Analytics service offering within the Global Public Sector Practice. He has over twenty-four years of consulting experience solving complex business problems with analytics. With experience throughout the federal sector, at agencies such as the Internal Revenue Service, the US Postal Service, the Veterans Benefits Administration, and the U.S. Customs and Border Protection, Mr. Seckar brings not only advanced analytics expertise, but process improvement and technology solution development experience. He has specific expertise in the fraud detection arena having led data mining and technology based solutions focused on fraud detection. 

Wendy Morton-Huddleston

Principal

Grant Thornton LLP

Wendy Morton-Huddleston is a Principal in Grant Thornton’s Public Sector practice with over 18 years of experience.   As a Financial Management Advisory, Brand and Solution Leader, Wendy advises clients on business transformation, strategic planning, financial process optimization and enterprise risk management solutions.  Wendy is the Regional Vice President-Elect of the Capital Region of the Association of Government Accountants (AGA),   

 

Wendy is a Certified Government Financial Manager (CGFM) and Project Management Professional (PMP).  Wendy holds a B.S. in Finance - Norfolk State University, MBA in Management and M.S in Finance – University of Maryland and an Executive Leadership Certificate from Cornell University.  Wendy is a member of the American Institute of Certified Public Accountants and National Association for Female Executives (NAFE).  Wendy represented Grant Thornton at the 71st annual Tony Awards in June 2017. 

 

Publications

Association of Government Accountants Journal of Government Financial Management, Winter 2017.  Values Today to Thrive Tomorrow.

 

 

 

Taylor Larimore

Manager, Risk Advisory Services (RAS)

Grant Thornton LLP

 

Taylor Larimore is a Manager in Risk Advisory Services (RAS) within the Health Care strategic business unit (SBU) for Grant Thornton LLP’s Public Sector office in Alexandria, VA. He specializes in enhancing agency program integrity efforts through and developing and implementing sound fraud risk management internal control practices. Through his work leading engagement teams with the U.S. Department of the Treasury, Centers for Medicare & Medicaid Services, U.S. House of Representatives, and Department of Veterans Affairs, he has developed a strong understanding of project management, program integrity, fraud risk management activities, to both support agency compliance activities and help actively manage risk to agency resources. He received his Masters in Public Affairs from Indiana University’s School of Public and Environmental Affairs with concentrations in public financial administration, economic development, and policy analysis.

Ben Wilson

Manager, Public Sector

Grant Thornton

 

Ben Wilson is a Manager with Grant Thornton LLP’s Public Sector Practice where he leads the Advanced Analytics sub service line providing dynamic analytical solutions to clients across the Public, Private and Not-for-Profit sectors. His expertise is in the areas of economic modeling, fee and price assessment, cost-benefit examination, data analytics, data visualization and statistical and predictive modeling. Ben recently led a team at the Department of Treasury and Department of Veteran Affairs in focused on developing sustainable fraud analytics models for investigation potential claims fraud across medical providers.

Steven Solomon

Senior Manager

Grant Thornton LLP

 

Steven is a forensic accountant with nearly 20 years of experience assisting clients in accounting-related issues, including internal investigations, litigation, compliance and internal controls reviews. Steven has analyzed business and financial aspects of complex litigation and regulatory matters and performed special investigations on behalf of boards of directors, outside counsel, internal compliance groups, and outside lenders. He has assisted clients involved in disputes requiring analysis of complex accounting issues, including preparing for negotiations and mediation related to disputes. Across these experiences, he has applied extensive financial, accounting and economic analyses, including the development of complex financial and quantitative models and analysis of large volumes of documents and data.

 

Steven has assisted clients with SEC, DOJ, and internal fraud investigations in the United States and abroad. Client issues have included billing fraud, employee embezzlement, FCPA violations, earnings management, improper vendor arrangements, misappropriation of grant and other government funding and compliance with governmental policies. In addition, Steven has worked on behalf of plaintiffs and defendants to assist in disputes involving breach of contract, licensing agreements, class action and other matters. His engagements have included damages analyses, calculation of lost profits, increased costs and price erosion, and criminal defense. He has also been engaged in purchase price disputes, which require analysis of complex accounting issues, such as revenue recognition, inventory valuation, tax, business valuation, and accounting for other reserves and accruals. 

 

Steven is a Certified Public Accountant, licensed in the Commonwealth of Virginia, and a Certified Fraud Examiner.

Cancellation Policy: 

Confirmed registrations who cancel within 3 business days of the program will be subject to a $250 cancellation fee. Registrations cancelled after the program starts are subject to the full registration fee. Substitutions can be made at any time. In the event a particular training workshop is cancelled, the liability of Potomac Forum, Ltd is limited to refund of any prepaid registration fee.

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